Information Blocking Rules 2026: OIG Penalty Guide

Information Blocking Rules in 2026: What HealthTech Startups Must Know to Avoid OIG Penalties

Information Blocking Rules in 2026: What HealthTech Startups Must Know to Avoid OIG Penalties
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In this guide, you’ll learn:

  • Why information blocking enforcement became a real risk in 2026 & what it means for your product
  • Platform practices that could already be considered information blocking
  • How the eight regulatory exceptions work and when they apply
  • A compliance checklist to identify and fix gaps before an OIG investigation occurs

For years, information blocking enforcement was described as coming soon.

In September 2025, it arrived.

HHS Secretary Robert F. Kennedy Jr. directed HHS and OIG resources toward active enforcement of the 21st Century Cures Act information blocking provisions. Nearly 1,600 complaints had been submitted to the Information Blocking Complaint Portal as of February 2026. The investigations are open.

The penalties are in effect. And the products most at risk are not the obvious bad actors. They are the well-intentioned HealthTech platforms whose workflows, pricing models, or API access decisions happen to meet the legal definition of information blocking without anyone on the team realising it.

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Expert Insight
Do You Know

The OIG is authorized to impose civil monetary penalties of up to $1 million per violation for information blocking by health IT developers of certified health IT, health information exchanges, and health information networks.

Per violation; Not per year; Not per product. Per individual blocking practice. Its a lot to lose.

If your platform is a data silo, charges for API access, delays data responses, or restricts third-party app connectivity in ways that are not covered by a documented regulatory exception, you have exposure right now.

This guide tells you exactly what that means, which exceptions apply, and how to fix the gaps before enforcement finds them.


What Information Blocking Actually Means?

The 21st Century Cures Act defines information blocking as any practice that is likely to interfere with, prevent, or materially discourage the access, exchange, or use of Electronic Health Information (EHI), unless the practice is required by law or meets a specific regulatory exception.

Three things make this definition broad in ways that catch HealthTech teams off guard:

1. "Likely to interfere" is a low bar

You do not have to completely block data access to trigger the rule. Practices that slow, complicate, or add friction to data access in ways that are not clinically or operationally justified are included.

2. EHI now covers nearly all electronic patient data

As of October 6, 2022, the definition of EHI was expanded beyond the United States Core Data for Interoperability (USCDI), significantly increasing the practical scope of your obligations. Your product almost certainly handles data that falls within this expanded definition.

3. Intent rules are different depending on who you are

Providers must know a practice is unreasonable and likely to interfere with EHI access to be found in violation. Health IT developers face a different and lower intent standard. For your HealthTech platform, this means the standard of proof against you is lower than it is for the hospital you are selling to.

Rules Apply to Three Actor Categories

Actor CategoryWho This CoversPenalty Type
Health IT Developers of Certified Health ITAny company that develops, sells, or offers certified EHR technology or certified health IT modulesCivil monetary penalties up to $1M per violation
Health Information Exchanges (HIEs)Organizations that facilitate electronic movement of health information between organizationsCivil monetary penalties up to $1M per violation
Health Information Networks (HINs)Networks that connect multiple organizations to exchange health informationCivil monetary penalties up to $1M per violation
Healthcare ProvidersHospitals, clinics, physician groups that participate in Medicare or Medicaid programsMedicare payment reductions, MIPS adjustments, exclusion from shared savings

Key question for HealthTech platforms:

If your product is built on or includes ONC-certified health IT components, or if you offer a module that plugs into a certified EHR environment, you likely fall into the health IT developer category.

Health IT developers, entities offering certified health IT, and health information exchanges face substantial civil monetary penalties and potential health IT certification loss.

Loss of ONC certification is potentially more damaging than the financial penalty. Without certification, your product cannot be used by hospitals receiving Medicare and Medicaid funding, which covers the vast majority of US hospitals.


Practices Triggering Information Blocking & its Way Out

Enforcement under the Cures Act and ONC rules targets practices including: delays in record delivery beyond required timelines, excessive or discriminatory fees for API or third-party access, refusal of valid requests that meet all legal requirements, and incomplete or partial records that prevent patients and clinicians from seeing the full picture of care.

Here is how these map to common HealthTech product decisions:

Common Platform PracticeInformation Blocking Risk
Charging higher API access fees to competing apps than to your own integrationHigh. Discriminatory pricing for data access is a flagged practice
Responding to data requests in 72 hours when same-day is technically feasibleHigh. Unreasonable delays are explicitly covered
Requiring lengthy contracting processes before granting third-party API accessMedium to high. Procedural friction that slows access can qualify
Returning partial patient records in API responses without clinical justificationHigh. Incomplete data access is specifically targeted
Restricting which third-party apps can connect to your platform without documented justificationHigh. App connectivity restrictions require documented exception coverage
Requiring patients to use your own portal to access their data rather than their preferred appMedium. Depends on whether a valid exception applies
Throttling API response rates for third-party apps vs your own systemsHigh. Technical interference with access is covered
Charging fees that make data portability economically unviable for smaller requestorsMedium to high. Fee practices are under active scrutiny

The most important thing to understand: information blocking is now an operational risk, not a theoretical concern. Organizations should reassess their policies, practices, and exception documentation to demonstrate compliance.


Eight Exceptions: Your Legitimate Defences Escape

The ONC regulations define eight exceptions that can legitimately justify practices that would otherwise qualify as information blocking. The critical word is "documented." The exception must be properly documented and applied consistently. Claiming an exception after an investigation has begun is significantly harder than having documentation in place beforehand.

ExceptionWhat It CoversWhat You Must Document
Preventing HarmWithholding EHI when there is a reasonable belief that access would harm the patient or another personSpecific harm concern, clinical basis, individualized assessment
PrivacyLimiting EHI access to comply with applicable privacy law or patient preferencesSpecific legal requirement or patient preference that applies
SecurityImplementing security measures that restrict EHI accessSpecific security risk and why the restriction is the appropriate response
InfeasibilityPractices that are not technically or operationally feasibleSpecific technical limitation and timeline for resolution
Health IT PerformanceReasonable and necessary measures to maintain or improve health IT performanceSpecific performance concern, scope, and duration of the restriction
Content and MannerLimiting the content or manner of EHI sharing when a covered exception does not applyDocumented offer of an alternative manner if the requested manner is not supported
FeesCharging fees for accessing, exchanging, or using EHIFee must be cost-based, non-discriminatory, and not exceed a reasonable margin
LicensingIntellectual property licensing decisions that limit EHI exchangeVery narrow. Technology must be genuinely proprietary and licensing terms must be non-discriminatory

What makes exception documentation fail:

  • Applying an exception inconsistently (using it for some requestors but not others)
  • Generic exception claims not tied to specific circumstances
  • No dated documentation showing the exception was assessed at the time of the practice, not retrospectively
  • Claiming the Fees exception while charging rates that are discriminatory or exceed documented cost recovery

Enforcement Timeline: What Changed and When

Understanding the enforcement history tells you how seriously to treat your current exposure.

DateEvent
April 2021Information blocking rules take effect. Education phase begins. No active penalties.
October 2022EHI definition expanded to cover virtually all electronic patient data, not just USCDI
September 2023OIG civil monetary penalties take effect for health IT developers and HIEs/HINs. Up to $1M per violation.
July 2024Provider disincentives take effect. Medicare payment reductions for providers who commit information blocking.
September 2025HHS announces active nationwide enforcement. OIG directs resources toward investigation. The phase change happens here.
February 20261,600+ complaints logged with OIG. First active investigation results expected.
2026 onwardsActive enforcement phase. Penalties being applied. ONC certification reviews include information blocking assessment.

The Information Blocking Complaint Portal has been open and actively used, with nearly 1,600 complaints submitted as of February 2026. After years with no enforcement, information blocking actors can now be assured of potential penalties.

The complaint portal is open to anyone: patients, providers, competing HealthTech companies, health information exchanges. Any of your hospital clients, referral partners, or competitors can submit a complaint.


What OIG Investigations Actually Look Like

If your platform receives an OIG inquiry, here is what to expect:

Stage 1: Complaint Review

OIG receives a complaint and assesses whether it falls within scope. Initial desk review of publicly available information about your platform may happen before you are contacted.

Stage 2: Request for Information

OIG may request documentation: your API access policies, fee schedules, technical specifications, contractual terms with third parties, and records of specific data requests and how they were handled.

Stage 3: Investigation

For substantive complaints, OIG conducts a formal investigation. This involves document production, interviews, and technical analysis of your platform's behavior.

Stage 4: Determination

OIG determines whether information blocking occurred and whether any exception applies. If no exception is documented and applied correctly, penalties are assessed.

If your platform handles data requests differently for different requestors without documented justification, that inconsistency is the strongest evidence of deliberate blocking. Exception documentation that was clearly created after the fact is the second biggest red flag.


Why Interoperability Architecture Is Now a Compliance Issue

For CTOs and VPs of Engineering, information blocking is not just a legal question. It is an architecture question.

A product that is genuinely built for interoperability is significantly less likely to trigger information blocking concerns than a product built as a data silo with API access added later.

What FHIR R4 compliance means for information blocking:

  • FHIR R4 is the ONC-mandated standard for certified health IT APIs. If your product uses certified EHR technology, your API must support FHIR R4.
  • The ONC's 2015 Edition Certification Criteria require standardized API access using FHIR R4 for certified products. Restricting access to these APIs is information blocking by definition unless an exception applies.
  • TEFCA (Trusted Exchange Framework and Common Agreement) participation is not yet mandatory, but platforms that participate are significantly better positioned in OIG exception documentation.

Practical architecture implications:

  • Your API must respond to valid FHIR R4 requests from authorized third-party apps in a reasonable timeframe
  • Rate limits applied to third-party apps must be technically justified and applied consistently. You cannot apply different rate limits to competing apps than to your own system
  • Patient-facing apps must be able to access patient data through your FHIR API if the patient authorizes it. Routing patients back to your own portal to prevent third-party app access is exactly the practice OIG is investigating

Information Blocking Compliance Checklist

Work through this before your next hospital contract, ONC certification review, or Series B due diligence.

Scope Assessment

Determined whether your platform qualifies as a health IT developer of certified health IT

Determined whether your platform qualifies as a health IT developer of certified health IT.

Identified all EHI your platform holds, processes, or exchanges

Identified all EHI your platform holds, processes, or exchanges.

Mapped all current practices that restrict, delay, or limit EHI access

Mapped all current practices that restrict, delay, or limit EHI access.

Exception Documentation

All current access restrictions mapped to a specific documented exception

All current access restrictions mapped to a specific documented exception.

Exception documentation dated at the time of the practice, not retrospectively

Exception documentation dated at the time of the practice, not retrospectively.

Exceptions applied consistently across all requestors of the same type

Exceptions applied consistently across all requestors of the same type.

Fee exception documentation includes cost basis calculation and confirms non-discriminatory application

Fee exception documentation includes cost basis calculation and confirms non-discriminatory application.

API and Technical Compliance

FHIR R4 API available and responsive to third-party authorized requests

FHIR R4 API available and responsive to third-party authorized requests.

Rate limits documented and applied consistently across own systems and third-party apps

Rate limits documented and applied consistently across own systems and third-party apps.

API access process does not include unreasonable procedural friction

API access process does not include unreasonable procedural friction.

Patient-authorized third-party app access supported through your FHIR API

Patient-authorized third-party app access supported through your FHIR API.

Policies and Procedures

Written data access policy covering how and when data access requests are handled

Written data access policy covering how and when data access requests are handled.

Response time standards documented and monitored

Response time standards documented and monitored.

Process for handling data access requests from patients, providers, and third-party apps

Process for handling data access requests from patients, providers, and third-party apps.

Staff training on information blocking obligations and exception use

Staff training on information blocking obligations and exception use.

Monitoring and Records

Log of data access requests received and how they were handled

Log of data access requests received and how they were handled.

Documentation of any access denials and the exception applied

Documentation of any access denials and the exception applied.

Regular review process for access restriction practices against current exception requirements

Regular review process for access restriction practices against current exception requirements.


Conclusion

Information blocking enforcement is no longer a future compliance problem. It is a present one. With nearly 1,600 complaints already filed and OIG actively investigating, the window for voluntary remediation is narrowing fast.

The platforms most at risk are not obvious bad actors. They are well-intentioned HealthTech products whose API access controls, fee structures, or data response workflows were built without full awareness of what the law now requires.

Getting compliant does not mean becoming less competitive. It means building the kind of open, interoperable architecture that hospital procurement teams trust and enterprise buyers pay for. Fix the gaps now, before enforcement finds them for you.


Frequently Asked Questions

Any practice that interferes with electronic health information access without a valid regulatory exception.

Health IT developers, HIEs, and HINs. Not healthcare providers, who face Medicare payment reductions instead.

Yes, but only under the Fees exception with documented cost-basis and non-discriminatory pricing.

A competing app or hospital partner that cannot access data they believe they are entitled to.

No. Compliance requires appropriate access policies, consistent application, and documented exceptions.

No. US-specific law. UK equivalents are the Data Security and Protection Toolkit and NHS interoperability standards.

Only if a specific security risk is documented for that restriction, applied proportionately and consistently.

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